Quiz: Test your regulatory compliance smarts Quiz: Test your regulatory compliance smarts
Are you up on regulatory compliance? Test your knowledge with these regulations and see if you can match up each regulation with the correct requirements. When you're done, jot down your answers on a piece of paper and then click over to the Regulatory Compliance and Critical System Protection chart to see how well you did.
| 1. HIPAA | a. Outlinescriteria for accepting electronic records and signatures and for documenting and validating authorized change processes to systems and software involved in the creation of electronic documents | | 2. FDA21 CFR 11 | b. Assures privacyof customer data for financial institutions | | 3. SEC17 CFR 240 | c.Requires that where patient data isrecorded, stored or transmitted there must be a record of the change and patient's signature | | 4. Sarbanes-Oxley | d.Establishes controls andprocedures for electronic securities transactions | | 5. Basel II | e.Provides direction formanaging capital risk, supervisory interaction, and publish riskdisclosure forlarge banks | 6. Gramm-
Leach-Bliley | f. Provides guidelines for corporategovernance and oversight of accounting and audit practices as well asfinancialrecord retention | | 7. Clinger-CohenAct | g. Regulates firmsproviding IT products and services to the U.S. government |
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| Last updated on: May 07, 2008 |
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